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The North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection. In the United States, NASAA is the voice of the 50 state securities agencies responsible for efficient capital f...

FINRA is the largest independent securities regulator in the U.S. Our chief role is to protect investors by maintaining the fairness of the U.S. capital markets.

Washington State Department of Financial Institutions

RIA Compliance Consultants is your complete A-to-Z resource for registered investment advisor compliance matters. RIA Compliance Consultants can help you keep pace within this rapidly changing environment.

Investopedia.com - Your Source For Investing Education. Includes the most comprehensive investing dictionary on the web as well as articles and tutorials on nearly any aspect of the market.

Self study securities exam preparation for FINRA - NASD and Investment Advisor exams

We provide comprehensive registration, compliance and regulatory legal services for registered investment advisors (RIA).

The Series 65 test is required by most states for individuals who wish to act as investment advisers.

Comprehensive information and advice about careers in the financial services industry. Includes important facts about the industry, profiles of major job categories and career paths, advice on managing your career and getting ahead, plus a frank disc...