HEATKEYS

U.S. Securities and Exchange Commission: official Federal Agency website, including news, legal and other releases and reports, investor education material, and the EDGAR database of corporate disclosure reports

FINRA is the largest independent securities regulator in the U.S. Our chief role is to protect investors by maintaining the fairness of the U.S. capital markets.

Oklahoma Department of Securities is a government organization charged with regulating and enforcing all aspects of the securities business in the state of Oklahoma - Resource center for Firms and Professionals applying for registration in Oklahoma...

Washington State Department of Financial Institutions

The North American Securities Administrators Association (NASAA) is the oldest international organization devoted to investor protection. In the United States, NASAA is the voice of the 50 state securities agencies responsible for efficient capital f...

All licensing and regulation is done through this department for state-chartered financial institutions, such as banks, credit unions, delayed deposit services, mortgage bankers, etc. Securities sold in or to Nebraska residents are also regulated and...

Information resource for small businesses, small business owners and prospective business owners